The empire at the end of the 5th century
In the reign of Anastasius I (491 - 518), all these tendencies
of the 5th century found their focus: the sense of Romanitas, which
demanded a Roman rather than an Isaurian or a German emperor, the
conflict between Orthodoxy and Monophysitism, and the persisting
economic prosperity of the Eastern Roman Empire. Acclaimed and elected
as the Roman and Orthodox emperor who would end both the hated hegemony
of the Isaurians and the detested activity of the Monophysite heretics,
Anastasius succeeded in the first of these objectives while failing
in the second. While he defeated the Isaurians and transported many
of them from their Anatolian homeland into Thrace, he gradually
came to support the Monophysite heresy despite the professions of
Orthodoxy he had made upon the occasion of his coronation. If his
policies won him followers in Egypt and Syria, they alienated his
Orthodox subjects and led, finally, to constant unrest and civil
war.
Anastasius' economic policies were far more successful; if they
did not provide the basis for the noteworthy achievements of the
6th century in military affairs and the gentler arts of civilization,
they at least explain why the Eastern Empire prospered in those
respects during the period in question. An inflation of the copper
currency, prevailing since the age of Constantine, finally ended
with welcome results for those members of the lower classes who
conducted their operations in the base metal. Responsibility for
the collection of municipal taxes was taken from the members of
the local senate and assigned to agents of the praetorian prefect.
Trade and industry were probably stimulated by the termination of
the chrysargyron, a tax in gold paid by the urban classes. If, by
way of compensating for the resulting loss to the state, the rural
classes had then to pay the land tax in money rather than kind,
the mere fact that gold could be presumed to be available in the
countryside is a striking index of rural prosperity. In the East,
the economic resurgence of the 4th century had persisted, and it
is not surprising that Anastasius enriched the treasury to the extent
of 320,000 pounds of gold during the course of his reign.
With such financial resources at their disposal, the Emperor's
successors could reasonably hope to reassert Roman authority among
the western Germanic successor states, provided they could accomplish
two objectives: first, they must heal the religious discord among
their subjects; second, they must protect the eastern frontier against
the threat of Sasanian Persia. Since there was, in fact, to be concurrent
warfare on both fronts during the 6th century, some knowledge of
the age-old rivalry between Rome and Persia is essential to an understanding
of the problems confronted by the greatest among Anastasius' successors,
Justinian I (ruled
527 - 565), as he undertook the conquest of the West.
In 224 the ancient Persian Empire had passed into the hands of
a new dynasty, the Sasanians, whose regime brought new life to the
enfeebled state. Having assured firm control over the vast lands
already subject to them, the Sasanians took up anew the old struggle
with Rome for northern Mesopotamia and its fortress cities of Edessa
and Nisibis, lying between the Tigris and the Euphrates. In the
course of the 4th century, new sources of hostility emerged as East
Rome became a Christian empire. Partly by reaction, Sasanian Persia
strengthened the ecclesiastical organization that served its Zoroastrian
religion; intolerance and persecution became the order of the day
within Persia, and strife between the empires assumed something
of the character of religious warfare. Hostilities were exacerbated
when Armenia, lying to the north between the two realms, converted
to Christianity and thus seemed to menace the religious integrity
of Persia. If small-scale warfare during the 4th and 5th centuries
rarely erupted into major expeditions, the threat to Rome nonetheless
remained constant, demanding vigilance and the construction of satisfactory
fortifications. By 518, the balance might be said to have tipped
in the favour of Persia as it won away the cities of Theodosiopolis,
Amida, and Nisibis.
The 6th century: from East Rome to Byzantium
The 6th century opened, in effect, with the death of Anastasius
and the accession of the Balkan soldier who replaced him, Justin
I (ruled 518 - 527). During most of Justin's reign, actual power
lay in the hands of his nephew and successor, Justinian
I. The following account of these more than 40 years of Justinian's
effective rule is based upon the works of Justinian's contemporary,
the historian Procopius. The latter wrote a laudatory account
of the Emperor's military achievements in his Πόλεμων (Wars) and
coupled it in his Ανέκτοτα (Secret History) with a venomous threefold
attack upon the Emperor's personal life, the character of the empress
Theodora, and the conduct of the empire's internal administration.
Justinian's reign may be divided into three periods: (1) an initial
age of conquest and cultural achievement extending until the decade
of the 540s; (2) 10 years of crisis and near disaster during the
540s; and (3) the last decade of the reign, in which mood, temper,
and social realities more nearly resembled those to be found under
Justinian's successors than those prevailing throughout the first
years of his own reign.
After 550, it is possible to begin to speak of a medieval Byzantine,
rather than an ancient East Roman, empire. Of the four traumas that
eventually transformed the one into the other - namely, pestilence,
warfare, social upheaval, and the Arab Muslim assault of the 630s
- the first two were features of Justinian's reign.
The years of achievement to 540
Justinian is but one example of the civilizing magic that Constantinople
often worked upon the heirs of those who ventured within its walls.
Justin, the uncle, was a rude and illiterate soldier; Justinian,
the nephew, was a cultivated gentleman, adept at theology, a mighty
builder of churches, and a sponsor of the codification of Roman
law. All these accomplishments are, in the deepest sense of the
word, civilian, and it is easy to forget that Justinian's empire
was almost constantly at war during his reign. The history of East
Rome during that period illustrates, in classical fashion, how the
impact of war can transform ideas and institutions alike.
The reign opened with external warfare and internal strife. From
Lazica to the Arabian Desert, the Persian frontier blazed with action
in a series of campaigns in which many of the generals later destined
for fame in the West first demonstrated their capacities. The strength
of the East Roman armies is revealed in the fact that, while containing
Persian might, Justinian could nonetheless dispatch troops to attack
the Huns in the Crimea and to maintain the Danubian frontier against
a host of enemies. In 532 Justinian decided to abandon military
operations in favour of diplomacy. He negotiated, at the cost of
considerable tribute, an "Endless Peace" with the Persian king,
Khosrow, which freed the Roman's hands for operations in another
quarter of the globe. Thus Justinian succeeded in attaining the
first of the objectives needed for reconquest in the West: peace
in the East.
Even before his accession, Justinian had aided in the attainment
of the second. Shortly after his proclamation as emperor, Justin
had summoned a council of bishops at Constantinople. The council
reversed the policies of Anastasius, accepted the orthodox formula
of Chalcedon, and called for negotiations with the pope. Justinian
had personally participated in the ensuing discussions, which restored
communion between Rome and all the Eastern churches save Egypt.
No longer could a barbarian king hope to maintain the loyalties
of his Catholic subjects by persuading them that a Monophysite emperor
ruled in the East.
In the same year of 532, Justinian survived a revolt in Constantinople,
stemming from the Nika riot, which initially threatened his life
no less than his throne but, in the event, only strengthened his
position. To understand the course of events, it is essential to
remember that Constantinople, like other great East Roman cities,
had often to depend upon its urban militia, or demes, to defend
its walls. Coinciding with divisions within the demes were factions
organized to support rival charioteers competing in the horse races:
the Blues and the Greens. It was originally thought that these two
factions were divided by differing political and religious views
and that these views were aired to the Emperor during the races.
More recent scholarship has shown that the factions were seldom
motivated by anything higher than partisan fanaticism for their
respective charioteers. The Nika riot - "Nika!" ("Conquer!" or "Win!")
being the slogan shouted during the races - of 532, however, was
one of the rare occasions when the factions voiced political opposition
to the imperial government. Angered at the severity with which the
urban prefect had suppressed a riot, the Blues and Greens first
united and freed their leaders from prison; they insisted then that
Justinian dismiss from the office two of his most unpopular officials:
John of Cappadocia and Tribonian. Even though the Emperor yielded
to their demands, the crowd was not appeased, converted its riot
into a revolt, and proclaimed a nephew of Anastasius as emperor.
Justinian was saved only because the empress, Theodora, refused
to yield. Justinian's able general, Belisarius, sequestered the
rebels in the Hippodrome and slaughtered them to the number of 30,000.
The leaders were executed, and their estates passed, at least temporarily,
into the Emperor's hands.
After 532 Justinian ruled more firmly than ever before. With the
subsequent proclamation of the "Endless Peace," he could hope to
use his earlier won reputation as a champion of Chalcedonian orthodoxy
and appeal to those Western Romans who preferred the rule of a Catholic
Roman emperor to that of an Arian German kinglet. In these early
years of the 530s, Justinian could indeed pose as the pattern of
a Roman and Christian emperor. Latin was his language, and his knowledge
of Roman history and antiquities was profound.
In 529 his officials had completed a major collection of the emperors'
laws and decrees promulgated since the reign of Hadrian. Called
the Codex Constitutionum and partly founded upon the 5th-century
Theodosian Code, it comprised the first of four works compiled between
529 and 565 called the Corpus Juris Civilis (Body of Civil Law),
commonly known as the Code of Justinian. This first collection of
imperial edicts, however, pales before the Digesta completed under
Tribonian's direction in 533. In the latter work, order and system
were found in (or forced upon) the contradictory rulings of the
great Roman jurists; to facilitate instruction in the schools of
law, a textbook, the Institutiones (533), was designed to accompany
the Digesta. The fourth book, the Novellae Constitutiones Post Codicem
(commonly called the Novels), consists of collections of Justinian's
edicts promulgated between 534 and 565.
Meanwhile, architects and builders worked apace to complete the
new Church of the Holy Wisdom, Hagia Sophia, designed to replace
an older church destroyed in the course of the Nika revolt. In five
years they had constructed the edifice, and it stands today as one
of the major monuments of architectural history.
In 533 the moment had clearly come to reassert Christian Roman
authority in the West, and Vandal North Africa seemed the most promising
theatre of operations. Although a major expedition mounted under
Leo I had failed to win back the province, political conditions
in the Vandal monarchy had altered to the Eastern emperor's favour.
When King Hilderich was deposed and replaced, Justinian could rightfully
protest this action taken against a monarch who had ceased persecution
of North African Catholics and had allied himself with Constantinople.
The Eastern merchants favoured military action in the West, but
Justinian's generals were reluctant; possibly for that reason, only
a small force was dispatched under Belisarius. Success came with
surprising ease after two engagements, and in 534 Justinian set
about organizing this new addition to the provinces of the Roman
Empire.
These were, in fact, years of major provincial reorganization,
and not in North Africa alone. A series of edicts dated in 535 and
536, clearly conceived as part of a master plan by the prefect John
of Cappadocia, altered administrative, judicial, and military structures
in Thrace and Asia Minor. In general, John sought to provide a simplified
and economical administrative structure in which overlapping jurisdictions
were abolished, civil and military functions were sometimes combined
in violation of Constantinian principles, and a reduced number of
officials were provided with greater salaries to secure better personnel
and to end the lure of bribery.
In the prefaces to his edicts, Justinian boasted of his reconstituted
authority in North Africa, hinted at greater conquests to come,
and - in return for the benefits his decrees were to provide - urged
his subjects to pay their taxes promptly so that there might be
"one harmony between ruler and ruled." Quite clearly the Emperor
was organizing the state for the most strenuous military effort,
and, later (possibly in 539), reforms were extended to Egypt, whence
the export of grain was absolutely essential for the support of
expeditionary armies and Constantinople.
Developments during 534 and 535 in Ostrogothic Italy made it the
most likely victim after the fall of Vandal North Africa. When Theodoric
died in 526, he was succeeded by a minor grandson for whom Theodoric's
daughter, Amalasuntha, acted as regent. Upon the boy's death, Amalasuntha
attempted to seize power in her own right and connived at the assassination
of three of her chief enemies. Her diplomatic relations with the
Eastern emperor had always been marked by cordiality and even dependency;
thus, when Amalasuntha, in turn, met her death in a blood feud mounted
by the slain men's families, Justinian seized the opportunity to
protest the murder.
In 535, as in 533, a small, tentative expedition sent to the West
- in this instance, to Sicily - met with easy success. At first
the Goths negotiated; then they stiffened their resistance, deposed
their king, Theodahad, in favour of a stronger man, Witigis, and
attempted to block Belisarius' armies as they entered the Italian
peninsula. There the progress of East Roman arms proved slower,
and victory did not come until 540 when Belisarius captured Ravenna,
the last major stronghold in the north, and, with it, King Witigis,
a number of Gothic nobles, and the royal treasure.
All were dispatched to Constantinople, where Justinian was presumably
thankful for the termination of hostilities in the West. Throughout
the 530s, Justinian's generals almost constantly had to fight to
preserve imperial authority in the new province of North Africa
and in the Balkans as well. In 539 a Gothic embassy reached Persia,
and the information it provided caused the king, Khosrow, to grow
restive under the constraints of the "Endless Peace." During the
next year (the same year [540] that a Bulgar force raided Macedonia
and reached the long walls of Constantinople), Khosrow's armies
reached even Antioch in the pursuit of booty and blackmail. They
returned unhurt, and 541 witnessed the Persian capture of a fortress
in Lazica. In Italy, meanwhile, the Goths chose a new king, Totila,
under whose able leadership the military situation in that land
was soon to be transformed.
The crisis of midcentury
At last the menace of simultaneous war on two fronts threatened
Justinian's plans. During the 550s, his armies were to prove equal
to the challenge, but a major disaster prevented them from so doing
between 541 and about 548. The disaster was the bubonic plague of
541 - 543, the first of those shocks, or traumas, mentioned earlier,
that would eventually transform East Rome into the medieval Byzantine
Empire. The plague was first noted in Egypt, and from there it passed
through Syria and Asia Minor to Constantinople. By 543 it had reached
Italy and Africa, and it may also have attacked the Persian armies
on campaign in that year. In East Asia the disease has persisted
into the 20th century, providing medical science with an opportunity
to view its causes and course. Transmitted to humans by fleas from
infected rodents, the plague attacks the glands and early manifests
itself by swellings (buboes) in armpit and groin, whence the name
bubonic. To judge from Procopius' description of its symptoms at
Constantinople in 542, the disease then appeared in its more virulent
pneumonic form, wherein the bacilli settle in the lungs of the victims.
The appearance of the pneumonic form was particularly ominous because
it may be transmitted directly from person to person, spreading
the infection all the more readily and producing exceptionally high
mortality rates. Comparative studies, based upon statistics derived
from incidence of the same disease in late-medieval Europe, suggest
that between one-third and one-half the population of Constantinople
may well have died, while the lesser cities of the empire and the
countryside by no means remained immune.
The short-term impact of the plague may be seen in several forms
of human activity during the 540s. Justinian's legislation of those
years is understandably preoccupied with wills and intestate succession.
Labour was scarce, and workers demanded wages so high that Justinian
sought to control them by edict, as the monarchs of France and England
were to do during the plague of the 14th century. In military affairs,
above all, the record of those years is one of defeat, stagnation,
and missed opportunities. Rather than effective Roman opposition,
it was Khosrow's own weariness of an unprofitable war that led him
to sign a treaty of peace in 545, accepting tribute from Justinian
and preserving Persian conquests in Lazica. Huns, Sclaveni, Antae,
and Bulgars ravaged Thrace and Illyricum, meeting only slight opposition
from Roman armies. In Africa a garrison diminished by plague nervously
faced the threat of Moorish invasion. In Italy, Totila took the
offensive, capturing southern Italy and Naples and even forcing
his way into Rome (546) despite Belisarius' efforts to relieve the
siege. Desperately, Justinian's great general called for reinforcements
from the East; if ever they came, they were slow in arriving and
proved numerically less than adequate to the task confronting them.
The last years of Justinian I
After about 548, Roman fortunes improved, and, by the mid-550s,
Justinian had won victories in most theatres of operation, with
the notable and ominous exception of the Balkans. A tour of the
frontiers might begin with the East. In 551 the fortress of Petra
was recovered from the Persians, but fighting continued in Lazica
until a 50 years' peace, signed in 561, defined relations between
the two great empires. On balance, the advantage lay with Justinian.
Although Justinian agreed to continue payment of tribute in the
amount of 30,000 solidi a year, Khosrow, in return, abandoned his
claims to Lazica and undertook not to persecute his Christian subjects.
The treaty also regulated trade between Rome and Persia, since
rivalry between the two great powers had always had its economic
aspects, focused primarily upon the silk trade. Raw silk reached
Constantinople through Persian intermediaries, either by a land
route leading from China through Persia or by the agency of Persian
merchants in the Indian Ocean. The need to break this Persian monopoly
had led Justinian to search for new routes and new peoples to serve
as intermediaries: in the south, the Ethiopian merchants of the
kingdom of Aksum; in the north, the peoples around the Crimea and
in the Caucasian kingdom of Lazica, as well as the Turks of the
steppes beyond the Black Sea. Other valuable commodities were exchanged
in the Black Sea region, including textiles, jewelry, and wine from
East Rome for the furs, leather, and slaves offered by the barbarians;
yet, silk remained the commodity of prime interest. It was fortunate,
then, that before 561, East Roman agents had smuggled silkworms
from China into Constantinople, establishing a silk industry that
would liberate the empire from dependence on Persia and become one
of medieval Byzantium's most important economic operations.
In the West, Justinian's successes were even more spectacular.
By 550 the Moorish threat had ended in North Africa. In 552 the
armies of Justinian had intervened in a quarrel among the Visigothic
rulers of Spain, and the East Roman troops overstayed the invitation
extended them, seizing the opportunity to occupy on a more permanent
basis certain towns in the southeastern corner of the Iberian Peninsula.
Most important of all, Italy was recovered. Early in the 550s, Justinian
assembled a vast army composed not only of Romans but also of barbarians,
including Lombards, Heruli, and Gepids, as well as Persian deserters.
Command of this host eventually was given to an unlikely but, as
events were to prove, able commander: the eunuch and chamberlain
Narses. In two decisive battles (Busta Gallorum and Mons Lactarius),
the East Roman general defeated first Totila and then his successor,
Teias. The Goths agreed to leave Italy. Despite the continued resistance
of certain Gothic garrisons, coupled with the intervention of Franks
and Alamanni, after 554 the land was essentially a province of the
East Roman Empire.
In view of the wide mixture of peoples that descended upon it,
the Balkans present a far more complex situation, and the Romans
used a wider variety of tactics to contain the barbarians. After
the Kutrigur Bulgar attack of 540, Justinian worked to extend a
system of fortifications that ran in three zones through the Balkans
and as far south as the Pass of Thermopylae. Fortresses, strongholds,
and watchtowers were not, however, enough. The Slavs plundered Thrace
in 545 and returned in 548 to menace Dyrrhachium; in 550 the Sclaveni,
a Slavic people, reached a point about 40 miles (65 kilometres)
from Constantinople. The major invasion came in 559, when the Kutrigur
Bulgars, accompanied by Sclaveni, crossed the Danube and divided
their force into three columns. One column reached Thermopylae;
the second gained a foothold on the Gallipoli Peninsula near Constantinople;
and the third advanced as far as the suburbs of Constantinople itself,
which the aged Belisarius had to defend with an unlikely force of
civilians, demesmen, and a few veterans. Worried by Roman naval
action on the Danube, which seemed to menace the escape route home,
the Kutrigurs broke off the attack, returned north, and found themselves
under attack from the Utigurs, a people whose support Justinian's
agents had earlier connived at and won by suitable bribes. The two
peoples weakened each other in warfare, of which the episode of
559 was not the first instance, and this was precisely the result
at which Byzantine diplomacy was aimed.
As long as the financial resources remained adequate, diplomacy
proved the most satisfactory weapon in an age when military manpower
was a scarce and precious commodity. Justinian's subordinates were
to perfect it in their relationships with Balkan and south Russian
peoples. For, if the Central Asian lands constituted a great reservoir
of people, whence a new menace constantly emerged, the very proliferation
of enemies meant that one might be used against another through
skillful combination of bribery, treaty, and perfidy. East Roman
relations in the late 6th century with the Avars, a Mongol people
seeking refuge from the Turks, provide an excellent example of this
"defensive imperialism." The Avar ambassadors reached Constantinople
in 557, and, although they did not receive the lands they demanded,
they were loaded with precious gifts and allied by treaty with the
empire. The Avars moved westward from south Russia, subjugating
Utigurs, Kutrigurs, and Slavic peoples to the profit of the empire.
At the end of Justinian's reign, they stood on the Danube, a nomadic
people hungry for lands and additional subsidies and by no means
unskilled themselves in a sort of perfidious diplomacy that would
help them pursue their objectives.
No summary of the quiet, but ominous, last years of Justinian's
reign would be complete without some notice of the continuing attacks
of bubonic plague and the impact they were to continue to produce
until the 8th century. As have other societies subjected to devastation
from warfare or disease, East Roman society might have compensated
for its losses of the 540s had the survivors married early and produced
more children in the succeeding generations. Two developments prevented
recovery. Monasticism, with its demands for celibacy, grew apace
in the 6th century, and the plague returned sporadically to attack
those infants who might have replaced fallen members of the older
generations.
The resulting shortage of manpower affected several aspects of
a state and society that perceptibly were losing their Roman character
and assuming their Byzantine. The construction of new churches,
so noteworthy a feature of the earlier years, ceased as men did
little more than rebuild or add to existing structures. An increasing
need for taxes, together with a decreasing number of taxpayers,
evoked stringent laws that forced members of a village tax group
to assume collective responsibility for vacant or unproductive lands.
This, contemporary sources avow, was a burden difficult to assume,
in view of the shortage of agricultural workers after the plague.
Finally, the armies that won the victories described above in east
and west were largely victorious only because Justinian manned them
as never before with barbarians: Goths, Armenians, Heruli, Gepids,
Saracens, and Persians - to name only the most prominent. It was
far from easy to maintain discipline among so motley an army; yet,
once the unruly barbarian accepted the quieter life of the garrison
soldier, he tended to lose his fighting capacity and prove, once
the test came, of little value against the still warlike barbarian
facing him beyond the frontier. The army, in short, was a creation
of war and kept its quality only by participating in battlefield
action, but further expansive warfare could hardly be undertaken
by a society chronically short of men and money.
In summary, the East Roman (or better, the Byzantine) state of
the late 6th century seemed to confront many of the same threats
that had destroyed the Western Empire in the 5th century. Barbarians
pressed upon it from beyond the Balkan frontier, and peoples of
barbarian origin manned the armies defending it. Wealth accumulated
during the 5th century had been expended; and, to satisfy the basic
economic and military needs of state and society, there were too
few native Romans. If the Byzantine Empire avoided the fate of West
Rome, it did so only because it was to combine valour and good luck
with certain advantages of institutions, emotions, and attitudes
that the older empire had failed to enjoy. One advantage already
described, diplomatic skill, blends institutional and attitudinal
change, for diplomacy would never have succeeded had not the Byzantine
statesmen been far more curious and knowing than Justinian's 5th-century
predecessor about the habits, customs, and movements of the barbarian
peoples. The Byzantine's attitude had changed in yet another way.
He was willing to accept the barbarian within his society provided
that the latter, in his turn, accept orthodox Christianity and the
emperor's authority. Christianity was often, to be sure, a veneer
that cracked in moments of crisis, permitting a very old paganism
to emerge, while loyalty to the emperor could be forsworn and often
was. Despite these shortcomings, the Christian faith and the ecclesiastical
institutions defined in the 6th century proved better instruments
by far to unite men and stimulate their morale than the pagan literary
culture of the Greco-Roman world.
Christian culture of the Byzantine Empire
Justinian's legislation dealt with almost every aspect of the Christian
life: entrance into it by conversion and Baptism; administration
of the sacraments that marked its several stages; proper conduct
of the laity to avoid the wrath God would surely visit upon a sinful
people; finally, the standards to be followed by those who lived
the particularly holy life of the secular or monastic clergy. Pagans
were ordered to attend church and accept Baptism, while a purge
thinned their ranks in Constantinople, and masses of them were converted
by missionaries in Asia Minor. Only the orthodox wife might enjoy
the privileges of her dowry; Jews and Samaritans were denied, in
addition to other civil disabilities, the privilege of testamentary
inheritance unless they converted. A woman who worked as an actress
might better serve God were she to forswear any oath she had taken,
even though before God, to remain in that immoral profession. Blasphemy
and sacrilege were forbidden, lest famine, earthquake, and pestilence
punish the Christian society. Surely God would take vengeance upon
Constantinople, as he had upon Sodom and Gomorrah, should the homosexual
persist in his "unnatural" ways.
Justinian regulated the size of churches and monasteries, forbade
them to profit from the sale of property, and complained of those
priests and bishops who were unlearned in the forms of the liturgy.
His efforts to improve the quality of the secular clergy, or those
who conducted the affairs of the church in the world, were most
opportune. The best possible men were needed, for, in most East
Roman cities during the 6th century, imperial and civic officials
gradually resigned many of their functions to the bishop, or patriarch.
The latter collected taxes, dispensed justice, provided charity,
organized commerce, negotiated with barbarians, and even mustered
the soldiers. By the early 7th century, the typical Byzantine city,
viewed from without, actually or potentially resembled a fortress;
viewed from within, it was essentially a religious community under
ecclesiastical leadership. Nor did Justinian neglect the monastic
clergy, or those who had removed themselves from the world. Drawing
upon the regulations to be found in the writings of the 4th-century
Church Father St. Basil of Caesarea, as well as the acts of 4th-
and 5th-century church councils, he ordered the cenobitic (or collective)
form of monastic life in a fashion so minute that later codes, including
the rule of St. Theodore the Studite in the 9th century, only develop
the Justinianic foundation.
Probably the least successful of Justinian's ecclesiastical policies
were those adopted in an attempt to reconcile Monophysites and orthodox
Chalcedonians. After the success of negotiations that had done so
much to conciliate the West during the reign of Justin I, Justinian
attempted to win over the moderate Monophysites, separating them
from the extremists. Of the complicated series of events that ensued,
only the results need be noted. In developing a creed acceptable
to the moderate Monophysites of the East, Justinian alienated the
Chalcedonians of the West and thus sacrificed his earlier gains
in that quarter. The extreme Monophysites refused to yield. Reacting
against Justinian's persecutions, they strengthened their own ecclesiastical
organization, with the result that many of the fortress cities noted
above, especially those of Egypt and Syria, owed allegiance to Monophysite
ecclesiastical leadership. To his successors, then, Justinian bequeathed
the same religious problem he had inherited from Anastasius.
If, in contrast, his regulation of the Christian life proved successful,
it was largely because his subjects themselves were ready to accept
it. Traditional Greco-Roman culture was, to be sure, surprisingly
tenacious and even productive during the 6th century and was always
to remain the treasured possession of an intellectual elite in Byzantium;
but the same century witnessed the growth of a Christian culture
to rival it. Magnificent hymns written by St. Romanos Melodos mark
the striking development of the liturgy during Justinian's reign,
a development that was not without its social implications. Whereas
traditional pagan culture was literary and its pursuit or enjoyment
thereby limited to the leisured and wealthy, the Christian liturgical
celebration and its musical component were available to all, regardless
of place or position. Biography, too, became both markedly Christian
and markedly popular. Throughout the countryside and the city, holy
men appeared in legend or in fact, exorcising demons, healing the
sick, feeding the hungry, and warding off the invader. Following
the pattern used in the 4th century by Athanasius to write the life
of St. Anthony, hagiographers recorded the deeds of these extraordinary
men, creating in the saint's life a form of literature that began
to flower in the 6th and 7th centuries.
The vitality and pervasiveness of popular Christian culture manifested
themselves most strongly in the veneration increasingly accorded
the icon, an abstract and simplified image of Christ, the Virgin,
or the saints. Notable for the timeless quality that its setting
suggested and for the power expressed in the eyes of its subject,
the icon seemingly violated the Second Commandment's explicit injunction
against the veneration of any religious images. Since many in the
early centuries of the church so believed, and in the 8th century
the image breakers, or iconoclasts, were to adopt similar views,
hostility toward images was nearly as tenacious an aspect of Christianity
as it had been of Judaism before it.
The contrasting view - a willingness to accept images as a normal
feature of Christian practice - would not have prevailed had it
not satisfied certain powerful needs as Christianity spread among
Gentiles long accustomed to representations of the divinity and
among Hellenized Jews who had themselves earlier broken with the
Mosaic commandment. The convert all the more readily accepted use
of the image if he had brought into his Christianity, as many did,
a heritage of Neoplatonism. The latter school taught that, through
contemplation of that which could be seen (i.e., the image of Christ),
the mind might rise to contemplation of that which could not be
seen (i.e., the essence of Christ). From a belief that the seen
suggests the unseen, it is but a short step to a belief that the
seen contains the unseen and that the image deserves veneration
because divine power somehow resides in it.
Men of the 4th century were encouraged to take such a step, influenced
as they were by the analogous veneration that the Romans had long
accorded the image of the emperor. Although the first Christians
rejected this practice of their pagan contemporaries and refused
to adore the image of a pagan emperor, their successors of the 4th
century were less hesitant to render such honour to the images of
the Christian emperors following Constantine.
Since the emperor was God's vicegerent on Earth and his empire
reflected the heavenly realm, the Christian must venerate, to an
equal or greater degree, Christ and his saints. Thus the Second
Commandment finally lost much of its force. Icons appeared in both
private and public use during the last half of the 6th century:
as a channel of divinity for the individual and as a talisman to
guarantee success in battle. During the dark years following the
end of Justinian I's reign, no other element of popular Christian
belief better stimulated that high morale without which the Byzantine
Empire would not have survived.
|